Mr Paton – a former Deutsche Bank employee and hospitality and property entrepreneur – told The Australian he was not backing down in his fight against CBA. His matter is currently being examined in ...

CommSec has been slapped with a $700,000 fine and has refunded $1.1 million after failing to properly disclose certain information to clients, and making inadequate identity checks of some customers.

On Wednesday, the Federal Court ruled that Commonwealth Securities Limited, better known as CommSec, had to pay a $20 million fine. The Australian Investment Exchange Limited (AUSIEX) had to pay a ...

The Australian Securities & Investments Commission kicked off proceedings in the Federal Court on Monday alleging a litany of “systemic compliance failures” from the two businesses. ASIC alleges ...

CBA’s trading plan CommSec has agreed to pay a $20m fine for ‘significant’ overcharging over a decade, subject to court approval. The Australian Securities and Investments Commission will also hit ...

The revamped CommSec platform, unveiled in July to compete with other fintechs, is drawing disdain from customers who say they have to wait days to access overseas holdings. The subsidiary of ...

The Northern Territory is showing encouraging signs of economic improvement in the latest CommSec State and Territory Economic Performance Report recording the fastest annual economic growth in the ...

Commonwealth Securities (CommSec) has been forced to pay $50,000 to the Australian Securities and Investments Commission (ASIC) as penalty for its involvement in a misleading appearance of trading ...